Compliance Specialist

Location Hanoi, Vietnam
Category Others
Job reference 10298
Job type Permanent
Consultant email
Consultant contact no 0336 925 689
Date posted Sep 15, 2020

Report to: CO/Head of COD

Job Description:

The Staff is to execute the following tasks, under the Compliance Officer’s discretion. Those tasks may be changed from time to time to meet the requirements of both the Bank and the local regulators including but not limited to:

  • To handle CC issues (including advising and reviewing business’s requests, check sheets/forms/memo; investigating, escalating, reporting CC issues as requested; etc. );

  • To conduct compliance monitoring and surveillance;

  • To handle FATCA related regulations and report FATCA data to Head Office/State Bank of Vietnam periodically;

  • To handle e-learning & compliance training for branch staff related to CC;

  •  To coordinate with Compliance staff of HCMC branch to implement CC assignments across Vietnam;

  • To revise/update relating Policy and Procedure related to Core Compliance in line with local and Head officer requirement  

  • To assist the Compliance Officer in preparing Compliance Risk Assessment, Compliance Plan, Issue Management, compliance reports for CC related parts;

  • To inform Compliance Officer/Head of Compliance Department and the branch Management without delay of any unusual issues relating to operation and/or personnel pertaining to your functional area and/or whole branch;

  • To execute other assignments as instructed by Compliance Officer

Job Requirement:

  • Having at least 03 year working in compliance area, experience on core compliance is an advantage;

  • Having good understanding of banking regulations and compliance related procedures;

  • Good presentation and communication skills;

  • Responsible, high team-work spirit;

  • Good command of English (verbal and written)