Responsibilities:
- Maintain an operational risks log and monitoring of resolutions, and update the enterprise risk register on a regular basis including management of KRIs
- Provide financial risk indicators to the CRO for final review if needed before sending to Board Management and regulators, Investment Committee, Risk Committee, Head of Group Compliance
- Perform internal checks of performance figures sent to clients, data providers, investment committees on a weekly/monthly/adhoc basis
- To facilitate between auditors and related people in the company for the audit process, follow up audit findings with responsible people/ department to implement
- Support the preparation and calculation of AIFMID, PRIIPS, UCITS files for funds
- Coordinate the preparation of regulatory reports within Vietnam and serve as back-up for Investment Restrictions approvals
- Prepare standard responses to due diligence questionnaires, build charts and graphs for internal presentations
- Perform internal checks of figures and work that are sent internally/externally
- Produce risk statistics for investment teams, and for monthly report and fund factsheets
Requirements:
- Strong experience in risk, audit and/or compliance
- Bachelor’s degree in Audit & Accounting, fund management certificate by SSC is preferred
- Holds the Auditor Practicing Certificate or holds an accounting designation (ACCA, CPA, CA, ACA) or has completed level II of the CFA or CIIA is preferred
- Strong written and oral communication skills