AML & Sanctions Manager

Location Ho Chi Minh City
Industry Financial Services – Banking/Insurance
Category Legal/Compliance
Job type Permanent
Salary Negotiation
Consultant email hieu.le@manpower.com.vn
Consultant contact no 0909589498
Date posted May 16, 2023
I. Job Responsibilities:

​Scope 1 – Operational review and monitoring

  • Ensure AML screening  alerts and EDD cases are cleared on timely basis and met quality standards.

  • End to end handle the Name screening processes, WLF & STR, including risk assessment.

  • Perform risk assessment for Customer, Partner Due diligence and special transaction monitoring (real time and post policy issuance transactions).

  • Handle reconciliation process of data sent/fed to FISERV for screening.

Scope 2 – Training

  • Prepare materials and provide annual/ad-hoc training to AML staff and first line staff on AML matters.

Scope 3 – Reporting, Projects and others, including AML systems implementation/ upgrading, system training and resolving technical issues

  • Implement/ upgrade AML related systems/ tool, system training and handling/ following up technical issues, escalate timely to Line Manager.

  • Work on GHO AML, CA, GwIA and follow up with Audit findings.

  • Prepare monthly/quarterly/yearly reports and AML assessment to management and GHO.

  • Escalate any issues and project updates to line manager/Compliance Head when needed.

  • Join projects as assigned by Line manager

  • Support other matters as assigned by Line manager from time to time

Scope 4 - Managing

  • Could be assigned to manage a team of contractors and driven staff results by communicating job expectations, planning, monitoring and appraising job results, coaching, counseling, developing.

  • Facilitate a positive and efficient work environment.

  • Carry out supervisory responsibilities in accordance with company’s policies and applicable laws.

Others: to be assigned by Line Manager and/or Department Head (if any).

II. Job Requirements

Qualifications

  • University degree in Economics/Finance/Law. International Degree is preferred.

Experience:

  • At least 6 years’ experience in AML Compliance/Audit/Controlling/Risk Management/Legal, including 2 years experience in team lead role. Life insurance is preferred.

Knowledge and skill

  • Good problem analysis and time management; Good English and Vietnamese writing; Good Presentation and project management skill.

  • Good communication, proactive, creative and can work individually or in a team.