Key Responsibilities:

• Provide regulatory compliance advice and assistance to the company, its subsidiaries, the funds, and their clients/investors.
• Manage and perform the regulatory and compliance functions, including preparing and filing required public disclosures and reports as required by law.
• Evaluate, review, and check the information disclosure/report adherence to the regulations applicable to the company, its subsidiaries, and the funds.
• Support relevant departments and advise them on regulatory matters.
• Monitor and keep records of regulatory/compliance documentation, internal policies, procedures, agreements, and other relevant documents.
• Conduct and support legal admin work, including monitoring and keeping records of constitutional and corporate documents of the company, its subsidiaries, and the funds. File and maintain legal databases and information.
• Arrange, prepare, and file necessary documents related to notarization, legalization, and translation, and perform other admin tasks such as internal payment reimbursement processes.
• Assist in other tasks as assigned by the Head of Legal and Compliance (L&C) and Compliance Manager.

Skills and Qualifications Required:

• Bachelor of Law or higher.
• Extensive expertise and experience in securities and banking sectors, and in the relevant Vietnamese laws and regulations applicable to these sectors. Experience in securities companies and fund management companies is an advantage.
• Fluency in English (both written and spoken).
• Advanced proficiency in Microsoft Office applications.

Experience Required:

• At least 3-5 years of working experience with top-tier securities companies, fund management companies, and/or banks.