Job Summary:

The Head of Risk will be responsible for developing and implementing the risk management framework, policies, and procedures to identify, assess, and mitigate risks associated with the company’s securities trading, investment, and operational activities. The role requires close collaboration with senior management, regulators, and key stakeholders to ensure compliance with regulatory requirements and best industry practices.

Key Responsibilities:

• Develop and oversee the implementation of the company’s risk management framework, policies, and strategies.

• Identify, assess, and monitor market, credit, operational, liquidity, and regulatory risks affecting the securities business.

• Establish and maintain risk limits and ensure adherence to regulatory and internal risk guidelines.

• Lead risk assessment and mitigation efforts across different business units, ensuring alignment with company objectives.

• Develop and enhance risk models, stress testing methodologies, and scenario analyses to evaluate potential risks.

• Monitor financial markets, economic trends, and regulatory changes to anticipate potential risks and recommend appropriate risk mitigation strategies.

• Conduct risk reporting and present risk exposure analysis to senior management and the board of directors.

• Ensure compliance with relevant securities regulations and coordinate with regulatory authorities as needed.

• Lead the risk management team and provide training and awareness on risk-related matters to employees.

• Foster a risk-aware culture across the organization through proactive engagement with business units.

Qualifications & Requirements:

• Bachelor’s degree in Finance, Economics, Risk Management, or a related field (Master’s degree or professional certifications such as CFA, FRM, PRM preferred).

• Minimum 8-10 years of experience in risk management within the securities, investment banking, or financial services industry.

• Strong knowledge of financial markets, investment products, and regulatory requirements (e.g., SEC, FINRA, local regulatory bodies).

• Experience in developing and implementing risk management frameworks and models.

• Excellent analytical, problem-solving, and decision-making skills.

• Strong leadership and communication abilities with experience in working with senior executives and regulators.

• Proficiency in risk management tools, data analytics, and financial modeling.

• High level of integrity, attention to detail, and ability to handle confidential information.